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  • hand-waveWelcome
  • listPolicy Register
  • circle-1Compliance Framework
    • bookZYC-COMP-HDBK – Compliance Handbook
    • ZYC-COMP-MON – Compliance Monitoring Plan
    • ZYC-REG-001 – Register Suite
    • ZYC-DOC-001 – Policy Governance & Publication Policy
    • ZYC-RSK-001 - Business-Wide Risk Assessment (BWRA) Policy
  • foldersPolicies
    • face-smiling-handsConduct & Governance
    • sack-dollarFinancial Crime and Integrity
    • users-rectangleClients and Services
      • ZYC-ONB-001 Client Onboarding & Due Diligence Policy
      • ZYC-FINPROM-001 Financial Promotions Approval & Withdrawal Policy
      • ZYC-CLC-001 Client Categorisation Policy
      • ZYC-CRYRISK-001 Cryptoasset Risk Assessment Policy
      • ZYC-COMPL-001 Complaints Handling Policy
      • ZYC-AR-001 – Appointed Representative (AR) Oversight Policy
      • ZYC-AR-002 - AR Advice Standard and Suitability Assessment
      • ZYC-AR-003 - Appointed Representative Termination and Wind Down Plan
    • circle-infoOperations and Information
    • masks-theaterCulture and HR
  • chart-tree-mapProcedures
    • magnifying-glass-waveformCompliance Procedures
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  1. foldersPolicies

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ZYC-ONB-001 Client Onboarding & Due Diligence Policychevron-rightZYC-FINPROM-001 Financial Promotions Approval & Withdrawal Policychevron-rightZYC-CLC-001 Client Categorisation Policychevron-rightZYC-CRYRISK-001 Cryptoasset Risk Assessment Policychevron-rightZYC-COMPL-001 Complaints Handling Policychevron-rightZYC-AR-001 – Appointed Representative (AR) Oversight Policychevron-rightZYC-AR-002 - AR Advice Standard and Suitability Assessmentchevron-rightZYC-AR-003 - Appointed Representative Termination and Wind Down Planchevron-right
PreviousZYC-MAR-001 Market Abuse & Insider Information Policychevron-leftNextZYC-ONB-001 Client Onboarding & Due Diligence Policychevron-right